regtechcodex.org

# RegTech Codex

> RegTech Codex indexes SEC, FCA, MAS, and ESMA regulatory frameworks, MiFID II reporting rules, Basel III capital adequacy definitions, and AML compliance checklists.

- Canonical Domain: https://regtechcodex.org
- Organization: RegTech Codex (RegTech Codex Compliance Institute AISBL)
- Full Corpus Digest: https://regtechcodex.org/llms-full.txt
- Open CSV/JSON Datasets Hub: https://regtechcodex.org/datasets

## Global Enforcement & Licensing Rules

- [Global Regulator Warning List & Clone Firm Domain Verification Protocol: Official Register Verification Workflow & Clone Firm Red Flags (100% FRN / Domain Match Requirement Benchmark)](https://regtechcodex.org/briefings/clone-firm-audit-official-register-verification-and-clone-detection): Global Regulator Warning List & Clone Firm Domain Verification Protocol (CLONE-FIRM-AUDIT) stands at 100% (FRN / Domain Match Requirement) (Source: IOSCO / FCA / ASIC / MAS Registers, 2026-10-20), governing cross-checkin
- [Global Regulator Warning List & Clone Firm Domain Verification Protocol: Client Asset Segregation, Daily Reconciliation & Insolvency Protection (100% FRN / Domain Match Requirement Benchmark)](https://regtechcodex.org/briefings/clone-firm-audit-client-money-segregation-and-insolvency): Global Regulator Warning List & Clone Firm Domain Verification Protocol (CLONE-FIRM-AUDIT) stands at 100% (FRN / Domain Match Requirement) (Source: IOSCO / FCA / ASIC / MAS Registers, 2026-10-20), governing statutory tru
- [FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule: Cross-Border Passporting Rights vs. Reverse Solicitation Boundaries (EUR 0 Zero De Minimis CASP Threshold Benchmark)](https://regtechcodex.org/briefings/fatf-travel-rule-cross-border-passporting-and-reverse-solicitation): FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule (FATF-TRAVEL-RULE) stands at EUR 0 (Zero De Minimis CASP Threshold) (Source: FATF / European Banking Authority, 2026-10-20), governing third-country bra
- [U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision: Third-Party ICT Outsourcing, Register of Information & Exit Plans ($20M Minimum Adjusted Net Capital Benchmark)](https://regtechcodex.org/briefings/cftc-nfa-rule2-9-third-party-ict-and-outsourcing-governance): U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision (CFTC-NFA-RULE2-9) stands at $20M (Minimum Adjusted Net Capital) (Source: Commodity Futures Trading Commission, 2026-10-20), governing contractual audit c
- [U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision: Supervisory Reporting Timelines, Technical Standards & Audit Trails ($20M Minimum Adjusted Net Capital Benchmark)](https://regtechcodex.org/briefings/cftc-nfa-rule2-9-incident-reporting-and-supervisory-slas): U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision (CFTC-NFA-RULE2-9) stands at $20M (Minimum Adjusted Net Capital) (Source: Commodity Futures Trading Commission, 2026-10-20), governing 4-hour/24-hour/72-h
- [Swiss FINMA Banking & FinTech License Prudential Supervision Framework: Official Register Verification Workflow & Clone Firm Red Flags (CHF 100M FinTech Deposit Cap Benchmark)](https://regtechcodex.org/briefings/finma-swiss-bank-official-register-verification-and-clone-detection): Swiss FINMA Banking & FinTech License Prudential Supervision Framework (FINMA-SWISS-BANK) stands at CHF 100M (FinTech Deposit Cap) (Source: Swiss Financial Market Supervisory Authority, 2026-10-20), governing cross-check
- [Swiss FINMA Banking & FinTech License Prudential Supervision Framework: Client Asset Segregation, Daily Reconciliation & Insolvency Protection (CHF 100M FinTech Deposit Cap Benchmark)](https://regtechcodex.org/briefings/finma-swiss-bank-client-money-segregation-and-insolvency): Swiss FINMA Banking & FinTech License Prudential Supervision Framework (FINMA-SWISS-BANK) stands at CHF 100M (FinTech Deposit Cap) (Source: Swiss Financial Market Supervisory Authority, 2026-10-20), governing statutory t
- [UK FCA CASS 7 Client Money Segregation & Daily Reconciliation Rules: Retail Conduct Rules: Leverage Caps, Margin Close-Out & Risk Warnings (100% Daily Trust Account Rec Benchmark)](https://regtechcodex.org/briefings/fca-cass7-client-retail-conduct-leverage-caps-and-negative-balance): UK FCA CASS 7 Client Money Segregation & Daily Reconciliation Rules (FCA-CASS7-CLIENT) stands at 100% (Daily Trust Account Rec) (Source: UK FCA CASS Sourcebook, 2026-10-20), governing 30:1 to 2:1 product intervention lev

## EU MiCA & DORA Compliance

- [Global Regulator Warning List & Clone Firm Domain Verification Protocol: Retail Conduct Rules: Leverage Caps, Margin Close-Out & Risk Warnings (100% FRN / Domain Match Requirement Benchmark)](https://regtechcodex.org/briefings/clone-firm-audit-retail-conduct-leverage-caps-and-negative-balance): Global Regulator Warning List & Clone Firm Domain Verification Protocol (CLONE-FIRM-AUDIT) stands at 100% (FRN / Domain Match Requirement) (Source: IOSCO / FCA / ASIC / MAS Registers, 2026-10-20), governing 30:1 to 2:1 p
- [Global Regulator Warning List & Clone Firm Domain Verification Protocol: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation (100% FRN / Domain Match Requirement Benchmark)](https://regtechcodex.org/briefings/clone-firm-audit-civil-penalties-and-self-reporting-discounts): Global Regulator Warning List & Clone Firm Domain Verification Protocol (CLONE-FIRM-AUDIT) stands at 100% (FRN / Domain Match Requirement) (Source: IOSCO / FCA / ASIC / MAS Registers, 2026-10-20), governing recent enforc
- [FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule: Official Register Verification Workflow & Clone Firm Red Flags (EUR 0 Zero De Minimis CASP Threshold Benchmark)](https://regtechcodex.org/briefings/fatf-travel-rule-official-register-verification-and-clone-detection): FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule (FATF-TRAVEL-RULE) stands at EUR 0 (Zero De Minimis CASP Threshold) (Source: FATF / European Banking Authority, 2026-10-20), governing cross-checking FR
- [FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule: Client Asset Segregation, Daily Reconciliation & Insolvency Protection (EUR 0 Zero De Minimis CASP Threshold Benchmark)](https://regtechcodex.org/briefings/fatf-travel-rule-client-money-segregation-and-insolvency): FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule (FATF-TRAVEL-RULE) stands at EUR 0 (Zero De Minimis CASP Threshold) (Source: FATF / European Banking Authority, 2026-10-20), governing statutory trust l
- [U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision: Cross-Border Passporting Rights vs. Reverse Solicitation Boundaries ($20M Minimum Adjusted Net Capital Benchmark)](https://regtechcodex.org/briefings/cftc-nfa-rule2-9-cross-border-passporting-and-reverse-solicitation): U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision (CFTC-NFA-RULE2-9) stands at $20M (Minimum Adjusted Net Capital) (Source: Commodity Futures Trading Commission, 2026-10-20), governing third-country branc
- [Swiss FINMA Banking & FinTech License Prudential Supervision Framework: Retail Conduct Rules: Leverage Caps, Margin Close-Out & Risk Warnings (CHF 100M FinTech Deposit Cap Benchmark)](https://regtechcodex.org/briefings/finma-swiss-bank-retail-conduct-leverage-caps-and-negative-balance): Swiss FINMA Banking & FinTech License Prudential Supervision Framework (FINMA-SWISS-BANK) stands at CHF 100M (FinTech Deposit Cap) (Source: Swiss Financial Market Supervisory Authority, 2026-10-20), governing 30:1 to 2:1
- [Swiss FINMA Banking & FinTech License Prudential Supervision Framework: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation (CHF 100M FinTech Deposit Cap Benchmark)](https://regtechcodex.org/briefings/finma-swiss-bank-civil-penalties-and-self-reporting-discounts): Swiss FINMA Banking & FinTech License Prudential Supervision Framework (FINMA-SWISS-BANK) stands at CHF 100M (FinTech Deposit Cap) (Source: Swiss Financial Market Supervisory Authority, 2026-10-20), governing recent enfo

## Clone Firm Detection & Register Audits

- [Global Regulator Warning List & Clone Firm Domain Verification Protocol: Third-Party ICT Outsourcing, Register of Information & Exit Plans (100% FRN / Domain Match Requirement Benchmark)](https://regtechcodex.org/briefings/clone-firm-audit-third-party-ict-and-outsourcing-governance): Global Regulator Warning List & Clone Firm Domain Verification Protocol (CLONE-FIRM-AUDIT) stands at 100% (FRN / Domain Match Requirement) (Source: IOSCO / FCA / ASIC / MAS Registers, 2026-10-20), governing contractual a
- [Global Regulator Warning List & Clone Firm Domain Verification Protocol: Supervisory Reporting Timelines, Technical Standards & Audit Trails (100% FRN / Domain Match Requirement Benchmark)](https://regtechcodex.org/briefings/clone-firm-audit-incident-reporting-and-supervisory-slas): Global Regulator Warning List & Clone Firm Domain Verification Protocol (CLONE-FIRM-AUDIT) stands at 100% (FRN / Domain Match Requirement) (Source: IOSCO / FCA / ASIC / MAS Registers, 2026-10-20), governing 4-hour/24-hou
- [FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule: Retail Conduct Rules: Leverage Caps, Margin Close-Out & Risk Warnings (EUR 0 Zero De Minimis CASP Threshold Benchmark)](https://regtechcodex.org/briefings/fatf-travel-rule-retail-conduct-leverage-caps-and-negative-balance): FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule (FATF-TRAVEL-RULE) stands at EUR 0 (Zero De Minimis CASP Threshold) (Source: FATF / European Banking Authority, 2026-10-20), governing 30:1 to 2:1 produ
- [FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation (EUR 0 Zero De Minimis CASP Threshold Benchmark)](https://regtechcodex.org/briefings/fatf-travel-rule-civil-penalties-and-self-reporting-discounts): FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule (FATF-TRAVEL-RULE) stands at EUR 0 (Zero De Minimis CASP Threshold) (Source: FATF / European Banking Authority, 2026-10-20), governing recent enforcemen
- [U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision: Official Register Verification Workflow & Clone Firm Red Flags ($20M Minimum Adjusted Net Capital Benchmark)](https://regtechcodex.org/briefings/cftc-nfa-rule2-9-official-register-verification-and-clone-detection): U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision (CFTC-NFA-RULE2-9) stands at $20M (Minimum Adjusted Net Capital) (Source: Commodity Futures Trading Commission, 2026-10-20), governing cross-checking FRN/
- [U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision: Client Asset Segregation, Daily Reconciliation & Insolvency Protection ($20M Minimum Adjusted Net Capital Benchmark)](https://regtechcodex.org/briefings/cftc-nfa-rule2-9-client-money-segregation-and-insolvency): U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision (CFTC-NFA-RULE2-9) stands at $20M (Minimum Adjusted Net Capital) (Source: Commodity Futures Trading Commission, 2026-10-20), governing statutory trust let
- [Swiss FINMA Banking & FinTech License Prudential Supervision Framework: Third-Party ICT Outsourcing, Register of Information & Exit Plans (CHF 100M FinTech Deposit Cap Benchmark)](https://regtechcodex.org/briefings/finma-swiss-bank-third-party-ict-and-outsourcing-governance): Swiss FINMA Banking & FinTech License Prudential Supervision Framework (FINMA-SWISS-BANK) stands at CHF 100M (FinTech Deposit Cap) (Source: Swiss Financial Market Supervisory Authority, 2026-10-20), governing contractual
- [Swiss FINMA Banking & FinTech License Prudential Supervision Framework: Supervisory Reporting Timelines, Technical Standards & Audit Trails (CHF 100M FinTech Deposit Cap Benchmark)](https://regtechcodex.org/briefings/finma-swiss-bank-incident-reporting-and-supervisory-slas): Swiss FINMA Banking & FinTech License Prudential Supervision Framework (FINMA-SWISS-BANK) stands at CHF 100M (FinTech Deposit Cap) (Source: Swiss Financial Market Supervisory Authority, 2026-10-20), governing 4-hour/24-h

## Prudential Capital & Client Money Segregation

- [Global Regulator Warning List & Clone Firm Domain Verification Protocol: Cross-Border Passporting Rights vs. Reverse Solicitation Boundaries (100% FRN / Domain Match Requirement Benchmark)](https://regtechcodex.org/briefings/clone-firm-audit-cross-border-passporting-and-reverse-solicitation): Global Regulator Warning List & Clone Firm Domain Verification Protocol (CLONE-FIRM-AUDIT) stands at 100% (FRN / Domain Match Requirement) (Source: IOSCO / FCA / ASIC / MAS Registers, 2026-10-20), governing third-country
- [FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule: Third-Party ICT Outsourcing, Register of Information & Exit Plans (EUR 0 Zero De Minimis CASP Threshold Benchmark)](https://regtechcodex.org/briefings/fatf-travel-rule-third-party-ict-and-outsourcing-governance): FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule (FATF-TRAVEL-RULE) stands at EUR 0 (Zero De Minimis CASP Threshold) (Source: FATF / European Banking Authority, 2026-10-20), governing contractual audit
- [FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule: Supervisory Reporting Timelines, Technical Standards & Audit Trails (EUR 0 Zero De Minimis CASP Threshold Benchmark)](https://regtechcodex.org/briefings/fatf-travel-rule-incident-reporting-and-supervisory-slas): FATF Recommendation 16 & EU TFR (2023/1113) Crypto Wire Travel Rule (FATF-TRAVEL-RULE) stands at EUR 0 (Zero De Minimis CASP Threshold) (Source: FATF / European Banking Authority, 2026-10-20), governing 4-hour/24-hour/72
- [U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision: Retail Conduct Rules: Leverage Caps, Margin Close-Out & Risk Warnings ($20M Minimum Adjusted Net Capital Benchmark)](https://regtechcodex.org/briefings/cftc-nfa-rule2-9-retail-conduct-leverage-caps-and-negative-balance): U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision (CFTC-NFA-RULE2-9) stands at $20M (Minimum Adjusted Net Capital) (Source: Commodity Futures Trading Commission, 2026-10-20), governing 30:1 to 2:1 product
- [U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision: Enforcement Penalties, Sanction Ceilings & Self-Reporting Mitigation ($20M Minimum Adjusted Net Capital Benchmark)](https://regtechcodex.org/briefings/cftc-nfa-rule2-9-civil-penalties-and-self-reporting-discounts): U.S. CFTC & NFA Compliance Rule 2-9 Swap Dealer & FCM Supervision (CFTC-NFA-RULE2-9) stands at $20M (Minimum Adjusted Net Capital) (Source: Commodity Futures Trading Commission, 2026-10-20), governing recent enforcement
- [Swiss FINMA Banking & FinTech License Prudential Supervision Framework: Cross-Border Passporting Rights vs. Reverse Solicitation Boundaries (CHF 100M FinTech Deposit Cap Benchmark)](https://regtechcodex.org/briefings/finma-swiss-bank-cross-border-passporting-and-reverse-solicitation): Swiss FINMA Banking & FinTech License Prudential Supervision Framework (FINMA-SWISS-BANK) stands at CHF 100M (FinTech Deposit Cap) (Source: Swiss Financial Market Supervisory Authority, 2026-10-20), governing third-count
- [UK FCA CASS 7 Client Money Segregation & Daily Reconciliation Rules: Official Register Verification Workflow & Clone Firm Red Flags (100% Daily Trust Account Rec Benchmark)](https://regtechcodex.org/briefings/fca-cass7-client-official-register-verification-and-clone-detection): UK FCA CASS 7 Client Money Segregation & Daily Reconciliation Rules (FCA-CASS7-CLIENT) stands at 100% (Daily Trust Account Rec) (Source: UK FCA CASS Sourcebook, 2026-10-20), governing cross-checking FRN/AFSL/CRD numbers

## Publication Scope & Editorial Policy

- [About & Editorial Policy](https://regtechcodex.org/about): Publishing scope, automated content checks, source records, and corrections policy.
- [Research Topics & Thematic Pillar Hubs](https://regtechcodex.org/topics): 16 topic hubs built from 84 pages passing current public indexability checks.
- [Regulated Financial Institutions & Brokers Directory](https://regtechcodex.org/licence-holders): 226 supervised institutions and 306 regulatory licences (Firms with licence warnings, enforcement flags or complaints).
- [Global Financial Regulators Directory](https://regtechcodex.org/regulators): 342 regulator records and licensing frameworks (Firms with licence warnings, enforcement flags or complaints).
- [Regulatory Warnings, Revocations & Enforcement Tracker](https://regtechcodex.org/enforcement): 76 supervisory warnings and 182 documented compliance cases.
- [Financial Entity Registry](https://regtechcodex.org/definitions): 32 entity profiles linked to pages passing current public indexability checks.
- [XML Sitemap Index](https://regtechcodex.org/sitemap.xml): Complete machine-readable URL index.
- [Google News Sitemap](https://regtechcodex.org/sitemaps/news.xml): Real-time publication feed for news indexers.
- [RSS 2.0 Institutional Research Feed](https://regtechcodex.org/feed.xml): Syndicated research briefings.
- [Markdown page catalog](https://regtechcodex.org/api/md/catalog): 790 sitemap-listed public pages with Markdown alternatives.
- [6D Rating Methodology](https://regtechcodex.org/methodology): Quantitative compliance, investor compensation & execution scoring rules.
- [MCP Verification Server](https://regtechcodex.org/api/mcp): Streamable HTTP Model Context Protocol server (descriptor: https://regtechcodex.org/.well-known/mcp.json).
- [OpenAPI 3.1 Verification Spec](https://regtechcodex.org/.well-known/openapi.json): Deterministic licence (/api/v1/verify/license) & clone-domain (/api/v1/verify/domain) verification APIs.

## Topic Pillar Hubs (`/topics`)

- [EU MiCA & DORA Compliance Research Hub](https://regtechcodex.org/topics/eu-mica-and-dora-compliance): EU MiCA & DORA Compliance research topics and source records from RegTech Codex. The EU Digital Operational Resilience Act (DORA) mandates major ICT incident reporting within 4 hours (Source: Regulation EU 2022/2554, 2025-01-17) and full MiCA CASP authorization by July 1, 2026 (Source: ESMA, 2026-07-01). (18 articles, 21 entities)
- [Global Enforcement & Licensing Rules Research Hub](https://regtechcodex.org/topics/global-enforcement-and-licensing-rules): Global Enforcement & Licensing Rules research topics and source records from RegTech Codex. SEC off-channel communications sweeps totaled $2.3 billion across 95 actions (Source: SEC, 2026-04-15), while 17 regulators led by the UK FCA executed a coordinated finfluencer crackdown in April 2026 (Source: FCA, 2026-04-20). (17 articles, 19 entities)
- [Clone Firm Detection & Register Audits Research Hub](https://regtechcodex.org/topics/clone-firm-detection-and-register-audits): Clone Firm Detection & Register Audits research topics and source records from RegTech Codex. EU Markets in Crypto-Assets (MiCA) CASP Authorization & Prudential Floors (EU-MICA-CASP-2026) stands at EUR 150,000 (Class 3 Minimum Capital) (Source: ESMA Regulation (EU) 2023/1114, 2026-10-20), governing recent enforce (16 articles, 18 entities)
- [Prudential Capital & Client Money Segregation Research Hub](https://regtechcodex.org/topics/prudential-capital-and-client-money-segregation): Prudential Capital & Client Money Segregation research topics and source records from RegTech Codex. EU Markets in Crypto-Assets (MiCA) CASP Authorization & Prudential Floors (EU-MICA-CASP-2026) stands at EUR 150,000 (Class 3 Minimum Capital) (Source: ESMA Regulation (EU) 2023/1114, 2026-10-20), governing 4-hour/24-hour (15 articles, 16 entities)
- [regulatory-compliance Research Hub](https://regtechcodex.org/topics/regulatory-compliance): regulatory-compliance research topics and source records from RegTech Codex. US sanctions Canadian money-exchange firms over Iran ties: Institutional summary of the primary material ($20). Cross-reference official supervisory registers for live updates. (3 articles, 0 entities)
- [regulatory-and-market-glossary Research Hub](https://regtechcodex.org/topics/regulatory-and-market-glossary): regulatory-and-market-glossary research topics and source records from RegTech Codex. Bowman, Modernizing the Regulatory and Supervisory Landscape: Institutional summary of the primary material (2026). Cross-reference official supervisory registers for live updates. (3 articles, 0 entities)
- [Compliance Research Hub](https://regtechcodex.org/topics/compliance): Compliance research topics and source records from RegTech Codex. Definitive 2026 flagship cornerstone guide to EU DORA, ISO 20022 & AML Regulatory Compliance Codex on RegTech Codex (regtechcodex.org). Covers European Union (ESAs) / FATF / FinCEN statutory rules, Tier-1 quantitative benchmarks, mathematical formulation (DORA-ISO20022-AML), and compliance verification. (3 articles, 1 entities)
- [market-insights Research Hub](https://regtechcodex.org/topics/market-insights): market-insights research topics and source records from RegTech Codex. Here’s what happened in crypto today: Need to know what happened in crypto today? Here is the latest news on daily trends and events impacting Bitcoin price, blockchain, DeFi, Web3 and cry (1 articles, 0 entities)
- [regulatory-benchmarks Research Hub](https://regtechcodex.org/topics/regulatory-benchmarks): regulatory-benchmarks research topics and source records from RegTech Codex. Comprehensive 2026 empirical benchmark covering 226 institutions and 342 competent authorities tracked by RegTech Codex, detailing 6D compliance scores, contracting legal entities, and direct register verification. (1 articles, 0 entities)
- [compliance-forensics Research Hub](https://regtechcodex.org/topics/compliance-forensics): compliance-forensics research topics and source records from RegTech Codex. Practical 2026 due-diligence playbook from RegTech Codex explaining how to authenticate licence numbers across 342 official registers and detect clone-firm domain spoofing before funding an account. (1 articles, 0 entities)
- [solvency-and-protection Research Hub](https://regtechcodex.org/topics/solvency-and-protection): solvency-and-protection research topics and source records from RegTech Codex. Institutional comparison of statutory investor compensation schemes, daily client-asset segregation rules, and multi-dimensional counterparty risk scores across RegTech Codex's 2026 coverage universe. (1 articles, 0 entities)
- [regtech-compliance Research Hub](https://regtechcodex.org/topics/regtech-compliance): regtech-compliance research topics and source records from RegTech Codex. Compliance and cybersecurity briefing examining how a compromised DevOps laptop bypassed withdrawal controls in the $6.3 billion Binance breach, attributed with high confidence to North Korea’s TraderTraitor. (1 articles, 0 entities)
- [Credit Research Hub](https://regtechcodex.org/topics/credit): Credit research topics and source records from RegTech Codex. France’s 10-year yield closed at 5.0160%. Moody’s review was scheduled for after the US close. Those are two public facts. A new rating was not among them when Europe shut. (1 articles, 0 entities)
- [Cross-Border Sanctions, Outbound Investment & Digital Asset Compliance Research Hub](https://regtechcodex.org/topics/cross-border-sanctions-outbound-investment-and-digital-asset-compliance): Cross-Border Sanctions, Outbound Investment & Digital Asset Compliance research topics and source records from RegTech Codex. An institutional RegTech dossier examining the October 2026 US Treasury COINS Act (31 CFR Part 850) Outbound Investment NPRM expanding restrictions into biotechnology, AI compute, and quantum systems alongside post-Clarity Act SEC/CFTC and EU MiCA compliance. (1 articles, 0 entities)
- [RegTech & Prudential Compliance Research Hub](https://regtechcodex.org/topics/regtech-and-prudential-compliance): RegTech & Prudential Compliance research topics and source records from RegTech Codex. A comprehensive statutory compliance briefing analyzing Regulation (EU) 2022/2554 (DORA) ICT incident reporting and TLPT mandates, Regulation (EU) 2023/1114 (MiCA) Class 1-3 CASP and EMT/ART reserve rules, Regulation (EU) 2023/1113 Travel Rule, and Frankfurt AMLA direct supervision. (1 articles, 0 entities)
- [Regulatory Compliance & Licensing Research Hub](https://regtechcodex.org/topics/regulatory-compliance-and-licensing): Regulatory Compliance & Licensing research topics and source records from RegTech Codex. Cross-border Virtual Asset Service Provider (VASP) compliance refers to the synchronized execution of cryptographic wire-transfer messaging under FATF Recommendation 16, direct supranational AML supervision under EU Regulation (EU) 2024/1624 (AMLR) and Regulation (EU) 2024/1113 (TFR), and statutory daily client asset segregation reconciliations mandated by the UK FCA CASS 7/CASS 15 and MAS PSN02/CMSA frameworks. (1 articles, 0 entities)

## Featured Regulated Institutions (`/brokers`)

- [Trilt](https://regtechcodex.org/licence-holders/trilt): Regulated institution profile (4 tracked licences; services: Currency pairs, CFD products).
- [AMP Global](https://regtechcodex.org/licence-holders/amp-global): Regulated institution profile (2 tracked licences; services: Cryptocurrencies, CFDs, Indices, Forex, Stocks).
- [Best Leader](https://regtechcodex.org/licence-holders/best-leader): Regulated institution profile (2 tracked licences; services: Foreign exchange, precious metals, crude oil, market indices).
- [FONDEX](https://regtechcodex.org/licence-holders/fondex): Regulated institution profile (2 tracked licences; services: Cryptocurrencies, Precious metals, Indices, Forex, Stocks).
- [Koderan Forex](https://regtechcodex.org/licence-holders/koderan-forex): Regulated institution profile (2 tracked licences; services: Precious metals, Currency pairs, Oil).
- [Seventy Brokers](https://regtechcodex.org/licence-holders/seventy-brokers): Regulated institution profile (2 tracked licences; services: Cryptocurrencies, Indices, Forex, Stocks, Commodities).
- [Tradeo](https://regtechcodex.org/licence-holders/tradeo): Regulated institution profile (2 tracked licences; services: Cryptocurrencies, Currency pairs, Indices, Stocks, Metals).
- [WELTRADE](https://regtechcodex.org/licence-holders/weltrade): Regulated institution profile (2 tracked licences; services: Stock CFDs, Cryptocurrencies, CFDs, Indices, Forex).
- [Pionex](https://regtechcodex.org/licence-holders/pionex): Regulated institution profile (3 tracked licences; services: Crypto spot trading, Derivatives contracts, Investment products).
- [TRADE.COM](https://regtechcodex.org/licence-holders/trade-com): Regulated institution profile (3 tracked licences; services: Forex, stocks, commodities, cryptocurrencies, indices and ETFs).

## Institutional Encyclopedia Sub-Dossiers & Sovereign Jurisdiction Audits

- Authorized AI Indexers & Answer Engines: `GPTBot`, `OAI-SearchBot`, `PerplexityBot`, `ClaudeBot`, `Google-Extended` (full citation & retrieval access enabled).
- [Broker Regulatory Filings Sub-Dossier](https://regtechcodex.org/brokers/[slug]/regulation): Deep-dive licence audit, supervisory status history, and legal entity mapping (`/brokers/[slug]/regulation`).
- [Broker Safety & Client Fund Protection](https://regtechcodex.org/brokers/[slug]/safety): Segregation of client accounts, negative balance protection, and statutory compensation tiers (`/brokers/[slug]/safety`).
- [Broker Fee & Spread Schedule](https://regtechcodex.org/brokers/[slug]/fees): Commission structures, ECN/STP spread benchmarks, overnight financing swaps, and non-trading fee matrices (`/brokers/[slug]/fees`).
- [Broker Execution Platforms & Connectivity](https://regtechcodex.org/brokers/[slug]/platforms): Supported trading terminals, FIX API topology, bridge infrastructure, and execution model (`/brokers/[slug]/platforms`).
- [Regulated Institutional Alternatives](https://regtechcodex.org/brokers/[slug]/alternatives): Side-by-side regulated peer substitutes ranked by supervisory overlap and risk score (`/brokers/[slug]/alternatives`).
- [Broker Tradable Markets & Asset Classes](https://regtechcodex.org/brokers/[slug]/markets): Instrument coverage across FX, derivatives, equities, indices, commodities, and digital assets (`/brokers/[slug]/markets`).
- [Sovereign Resident Protection Audits (30 Jurisdictions)](https://regtechcodex.org/brokers/[slug]/jurisdiction/[iso]): 30 sovereign resident protection audits per entity evaluating local authorisation, cross-border passporting, and investor recourse (`/brokers/[slug]/jurisdiction/[iso]` across US, GB, EU, AU, SG, HK, JP, CA, CH, AE, DE, FR, ES, IT, NL, SE, NO, DK, IE, CY, NZ, ZA, IN, MY, ID, TH, VN, KR, TW, BR).
- [Trilt Sub-Dossier Suite](https://regtechcodex.org/brokers/trilt/regulation): [Regulation](https://regtechcodex.org/brokers/trilt/regulation) | [Safety](https://regtechcodex.org/brokers/trilt/safety) | [Fees](https://regtechcodex.org/brokers/trilt/fees) | [Platforms](https://regtechcodex.org/brokers/trilt/platforms) | [Alternatives](https://regtechcodex.org/brokers/trilt/alternatives) | [Markets](https://regtechcodex.org/brokers/trilt/markets) | [US Audit](https://regtechcodex.org/brokers/trilt/jurisdiction/us) | [UK Audit](https://regtechcodex.org/brokers/trilt/jurisdiction/gb) | [SG Audit](https://regtechcodex.org/brokers/trilt/jurisdiction/sg)
- [AMP Global Sub-Dossier Suite](https://regtechcodex.org/brokers/amp-global/regulation): [Regulation](https://regtechcodex.org/brokers/amp-global/regulation) | [Safety](https://regtechcodex.org/brokers/amp-global/safety) | [Fees](https://regtechcodex.org/brokers/amp-global/fees) | [Platforms](https://regtechcodex.org/brokers/amp-global/platforms) | [Alternatives](https://regtechcodex.org/brokers/amp-global/alternatives) | [Markets](https://regtechcodex.org/brokers/amp-global/markets) | [US Audit](https://regtechcodex.org/brokers/amp-global/jurisdiction/us) | [UK Audit](https://regtechcodex.org/brokers/amp-global/jurisdiction/gb) | [SG Audit](https://regtechcodex.org/brokers/amp-global/jurisdiction/sg)
- [Best Leader Sub-Dossier Suite](https://regtechcodex.org/brokers/best-leader/regulation): [Regulation](https://regtechcodex.org/brokers/best-leader/regulation) | [Safety](https://regtechcodex.org/brokers/best-leader/safety) | [Fees](https://regtechcodex.org/brokers/best-leader/fees) | [Platforms](https://regtechcodex.org/brokers/best-leader/platforms) | [Alternatives](https://regtechcodex.org/brokers/best-leader/alternatives) | [Markets](https://regtechcodex.org/brokers/best-leader/markets) | [US Audit](https://regtechcodex.org/brokers/best-leader/jurisdiction/us) | [UK Audit](https://regtechcodex.org/brokers/best-leader/jurisdiction/gb) | [SG Audit](https://regtechcodex.org/brokers/best-leader/jurisdiction/sg)

## 10M-URL Encyclopedia Directories: Crypto, Markets, Comparisons, Rankings & Verification

- [Digital Asset & VASP Compliance Directory (`/crypto`)](https://regtechcodex.org/crypto): Institutional digital asset profiles, VASP licensing frameworks, and cross-exchange liquidity telemetry.
- [Digital Asset & VASP Compliance Dossiers (`/crypto/[slug]`)](https://regtechcodex.org/crypto/[slug]): Per-asset regulatory classification, listed regulated venues, and symbology specs (e.g. [Bitcoin](https://regtechcodex.org/crypto/bitcoin), [Ethereum](https://regtechcodex.org/crypto/ethereum), [Solana](https://regtechcodex.org/crypto/solana)).
- [Global Exchange Contract Specifications Hub (`/markets`)](https://regtechcodex.org/markets): 203,112 exchange contract specifications, tick sizes, margin schedules, and cross-venue feed mappings.
- [Exchange Contract Specification Dossier (`/markets/[provider]/[symbol]`)](https://regtechcodex.org/markets/[provider]/[symbol]): Granular venue-symbol contract parameters and regulatory oversight (e.g. [BINANCE:BTCUSDT](https://regtechcodex.org/markets/binance/btcusdt), [COINBASE:BTCUSD](https://regtechcodex.org/markets/coinbase/btcusd), [KRAKEN:XBTUSD](https://regtechcodex.org/markets/kraken/xbtusd)).
- [1v1 Institutional Peer Comparisons Hub (`/compare`)](https://regtechcodex.org/compare): Quantitative head-to-head counterparty benchmarking matrix.
- [1v1 Institutional Peer Comparison Dossier (`/compare/[slugA]-vs-[slugB]`)](https://regtechcodex.org/compare/[slugA]-vs-[slugB]): Deterministic 5D rating, licence tier, and fee differential analysis.
- [Trilt vs AMP Global Institutional Comparison](https://regtechcodex.org/compare/trilt-vs-amp-global): Head-to-head regulatory tier, safety score, fee structure, and execution venue comparison.
- [AMP Global vs Best Leader Institutional Comparison](https://regtechcodex.org/compare/amp-global-vs-best-leader): Head-to-head regulatory tier, safety score, fee structure, and execution venue comparison.
- [Best Leader vs FONDEX Institutional Comparison](https://regtechcodex.org/compare/best-leader-vs-fondex): Head-to-head regulatory tier, safety score, fee structure, and execution venue comparison.
- [FONDEX vs Koderan Forex Institutional Comparison](https://regtechcodex.org/compare/fondex-vs-koderan-forex): Head-to-head regulatory tier, safety score, fee structure, and execution venue comparison.
- [Koderan Forex vs Seventy Brokers Institutional Comparison](https://regtechcodex.org/compare/koderan-forex-vs-seventy-brokers): Head-to-head regulatory tier, safety score, fee structure, and execution venue comparison.
- [Regulatory Score Leaderboards Hub (`/rankings`)](https://regtechcodex.org/rankings): Multi-faceted institutional rankings by supervisory tier, risk score, jurisdiction, and asset class.
- [Faceted Regulatory Score Leaderboard (`/rankings/[facet]`)](https://regtechcodex.org/rankings/[facet]): Specialized leaderboards including [Overall Score](https://regtechcodex.org/rankings/overall-score), [Tier-1 Regulated](https://regtechcodex.org/rankings/tier-1-regulated), [Lowest Risk](https://regtechcodex.org/rankings/lowest-risk), and [Crypto Exchanges](https://regtechcodex.org/rankings/crypto-exchanges).
- [Deterministic Licence & Domain Verification Hub (`/verify`)](https://regtechcodex.org/verify): Real-time regulatory register lookup and clone-domain authenticity scanner.
- [Licence Number Verification (`/verify/license/[number]`)](https://regtechcodex.org/verify/license/[number]): Direct certificate number verification against primary supervisory registries.
- [Official Domain & Clone Verification (`/verify/domain/[domain]`)](https://regtechcodex.org/verify/domain/[domain]): Domain provenance verification and suspected clone warning cross-check.
- [Master HTML Sitemap & Directory (`/directory`)](https://regtechcodex.org/directory): Hierarchical HTML sitemap indexing all institutional dossiers, regulators, markets, comparisons, and briefings.

## 10-Language International Portals

- [English (Default)](https://regtechcodex.org/): Primary institutional edition (`en`).
- [Simplified Chinese (简体中文 — `/zh-Hans`)](https://regtechcodex.org/zh-Hans): Localized institutional encyclopedia, regulatory ratings, and verification portal.
- [Traditional Chinese (繁體中文 — `/zh-Hant`)](https://regtechcodex.org/zh-Hant): Localized institutional encyclopedia, regulatory ratings, and verification portal.
- [Japanese (日本語 — `/ja`)](https://regtechcodex.org/ja): Localized institutional encyclopedia, regulatory ratings, and verification portal.
- [Korean (한국어 — `/ko`)](https://regtechcodex.org/ko): Localized institutional encyclopedia, regulatory ratings, and verification portal.
- [Spanish (Español — `/es`)](https://regtechcodex.org/es): Localized institutional encyclopedia, regulatory ratings, and verification portal.
- [Portuguese (Português — `/pt`)](https://regtechcodex.org/pt): Localized institutional encyclopedia, regulatory ratings, and verification portal.
- [Arabic (العربية — `/ar`)](https://regtechcodex.org/ar): Localized institutional encyclopedia, regulatory ratings, and verification portal.
- [Vietnamese (Tiếng Việt — `/vi`)](https://regtechcodex.org/vi): Localized institutional encyclopedia, regulatory ratings, and verification portal.
- [Thai (ไทย — `/th`)](https://regtechcodex.org/th): Localized institutional encyclopedia, regulatory ratings, and verification portal.

## Open JSON APIs (`/api/v1/*`)

- [Broker Dossier JSON API (`/api/v1/brokers/[slug]`)](https://regtechcodex.org/api/v1/brokers/[slug]): Machine-readable institutional profile, 5D ratings, licences, and risk telemetry.
- [Market Contract Specification JSON API (`/api/v1/markets/[provider]/[symbol]`)](https://regtechcodex.org/api/v1/markets/[provider]/[symbol]): Structured contract specification, venue mapping, and supervisory coverage.
- [1v1 Institutional Comparison JSON API (`/api/v1/compare/[pair]`)](https://regtechcodex.org/api/v1/compare/[pair]): Side-by-side counterparty comparison payload for `[slugA]-vs-[slugB]`.
- [Regulatory Leaderboard JSON API (`/api/v1/rankings/[facet]`)](https://regtechcodex.org/api/v1/rankings/[facet]): Ranked institutional leaderboard dataset by facet.
- [Licence Verification JSON API (`/api/v1/verify/license`)](https://regtechcodex.org/api/v1/verify/license): Deterministic regulatory certificate lookup endpoint.
- [Domain Verification JSON API (`/api/v1/verify/domain`)](https://regtechcodex.org/api/v1/verify/domain): Deterministic domain authenticity and clone-flag verification endpoint.